SEC Charges New York Firm Concord Management and Owner with Acting as Unregistered Investment Advisers to Billionaire Former Russian Official

Sep 19, 2023

The Securities and Exchange Commission today announced charges against Concord Management LLC of Tarrytown, New York, and its owner and principal, Michael Matlin, for operating as unregistered investment advisers to their only client—a wealthy former…

Full report at: Read More

More News

SEC Charges UK Audit Firm, CEO, and Senior Auditor for Failures in Connection with De-SPAC Transaction

US Department of Labor urges employers to follow federal safety guidelines to protect workers from falls; delivery, warehouse hazards this holiday season

SEC, NASAA, and Wisconsin DFI to host Investor Roundtable in Madison, Wisconsin on July 25

One of Chicago’s Top Car Accident Lawyers, Paul Greenberg Crusades against Distracted Driving

Justice Department’s Ongoing Section 8 Enforcement Prevents More Potentially Illegal Interlocking Directorates

SEC Awards Whistleblower More Than $18 Million

Lehrman Law Files Lawsuit Against Spirit Airlines for Failing to Protect Passenger from Sexual Assault

FROM:

Aleshire & Wynder, LLP Secures A Legal Win for Restoring Local Control on Housing After Court Rules In Favor of Five California Charter Cities Declaring Senate Bill 9 Unconstitutional

FROM:

SEC Staff Publishes New Registered Fund Statistics Report

FROM:

Steinberg Law Firm Welcomes Personal Injury and Workers’ Compensation Attorney Daniel E. Martin, lll

FROM: